Politics UK financial regulator opens one climate investigation, lawyer-led FOI reveals - ClientEarth June 20, 2024 4:02 AM GMT
Politics U.S. SEC Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information Amendments Adopted - Sidley Austin June 5, 2024 5:39 AM GMT
Politics SMEs' Access to Finance - Recent Developments - Addleshaw Goddard LLP May 24, 2024 4:51 AM GMT
Politics Regulatory Roundup: The Many Faces of Wash Trading and How Unregulated Crypto Markets Reveal its Effectiveness in Market Manipulation - Nasdaq March 27, 2024 7:49 PM GMT
Politics UK proposes new debanking law; environmental group sues SEC for weakening climate disclosure rules - TheBanker.com March 15, 2024 4:51 AM GMT
Politics Driving into the past: FCA investigates motor finance agreements – what do motor dealer/credit brokers need to know? - Dentons March 4, 2024 8:43 AM GMT
Politics What WhatsApp bank fines say about culture and regulation - TheBanker.com January 31, 2024 5:58 AM GMT
Politics SEC, CFTC Combine for $9B+ in Penalties in 2023 - corporatecomplianceinsights.com January 25, 2024 7:01 AM GMT
Politics Navigating the risks: The urgent need for effective MNPI management - FinTech Global January 19, 2024 10:32 AM GMT
Politics FCA publishes details of the new UK equity listing regime - Osborne Clarke January 15, 2024 7:37 AM GMT
Politics FCA Finalises UK Sustainable Investment Rules, With More To Follow After Further Consultation - Skadden, Arps, Slate, Meagher & Flom LLP January 8, 2024 5:24 AM GMT
Politics CP26/23 - Operational resilience: Critical third parties to the UK financial sector - Bank of England December 7, 2023 7:06 AM GMT
Politics Navigating a skilled person review (also known as a section 166 review) - Norton Rose Fulbright November 28, 2023 6:58 PM GMT
Politics CP25/23 – Supervisory statement – Prudential assessment of acquisitions and increases in control - Bank of England November 23, 2023 8:49 AM GMT
Politics Desiree Fixler: ‘SFDR has been a waste of taxpayer money’ - ETF Stream November 15, 2023 6:14 AM GMT
Politics UK: A short guide to the FCA Financial Promotion Gateway - www.hoganlovells.com November 15, 2023 5:39 AM GMT
Politics FCA issues Final Notice to London Capital & Finance - Mishcon de Reya LLP October 30, 2023 6:07 AM GMT
Politics Congress may modernize the SEC’s mission. Will it work? - The Hill October 29, 2023 7:18 AM GMT
Politics SEC Fines Deutsche Bank Subsidiary DWS $19 Million Following Greenwashing Investigation - ESG Today September 26, 2023 8:14 AM GMT